CV

CA Final · Integrated Business Solutions (Multidisciplinary)

Ethics & Corporate Governance in Practice

Chapter 5 · 0 formulas · 4 exam-critical pointers

Core concepts

  1. 01Corporate Governance — board structure, audit committee, independent directors.
  2. 02SEBI LODR — Listing Obligations & Disclosure Requirements for listed entities.
  3. 03Sec 177/178 Companies Act — Audit Committee, Nomination & Remuneration Committee.
  4. 04ICAI Code of Ethics — independence threats during multi-disciplinary engagements.
  5. 05Whistleblower mechanism + vigil mechanism — Sec 177(9).

Flowchart

Corporate Governance Pillars | Board (composition, independence) | Committees: Audit, NRC, Stakeholders Relationship, Risk Mgmt, CSR | Disclosures: SEBI LODR, BRSR | Oversight: NFRA, SEBI, MCA

Exam-critical pointers

  • Independent Director: criteria under Sec 149(6); restrictions on tenure (max 2 terms of 5 yrs).
  • Related Party Transactions: Sec 188 + SEBI LODR Reg 23 — material RPTs need shareholder approval.
  • Whistleblower protection: Sec 177(10) — non-disclosure of identity, no victimisation.
  • BRSR Core 9 attributes assured by FY 2026-27 for top 1000 listed.

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