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CA Final · Advanced Auditing, Assurance & Professional Ethics

Audit Report & Reporting (SA 700 Series)

Chapter 4 · 0 formulas · 4 exam-critical pointers

Core concepts

  1. 01SA 700 — Forming opinion & reporting on FS.
  2. 02SA 701 — Key Audit Matters (KAM) — for listed entities.
  3. 03SA 705 — Modifications: qualified, adverse, disclaimer.
  4. 04SA 706 — Emphasis of Matter & Other Matter paragraphs.
  5. 05SA 720 — Other Information; CARO 2020 reporting.

Flowchart

Modified Opinion Decision | Misstatement? -- Material but not pervasive --> Qualified Material and pervasive --> Adverse | Unable to obtain evidence? -- Mat not perv --> Qualified Mat & perv --> Disclaimer

Exam-critical pointers

  • KAM ≠ Modification — KAM is matter of most significance, not modification.
  • CARO 2020 — 21 clauses; certain companies (banking, insurance, OPC, small co, etc.) exempt.
  • EoM cannot be used as substitute for required modification.
  • Auditor's report dated not earlier than the date of approval of FS by management.

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